Services

Securities and Corporate Finance


  • Brokered and Non-Brokered Private Placements
  • SEC Registered Offerings, including under the MJDS System
  • Regulation A+ Offerings
  • Domestic Prospectus Offerings, including Capital Pool Companies
  • Stock Exchange Listings
  • U.S. OTC Listings (approved OTC Markets Sponsor)
  • Public Company Ongoing Compliance with Securities Laws and Stock Exchange Rules
  • Reverse Takeovers and Qualifying Transactions
  • Mergers and Amalgamations
  • Takeover Bids and Tender Offers
  • Spin-Out Transactions
  • Structuring Canadian Mergers, Amalgamations, Plan of Arrangements and Other Business Combinations in Compliance with U.S. Securities Laws
  • DTC Eligibility

Selected Transactions

Docebo Inc. Closes US$115.0M Secondary Public Offering

Nauth LPC acted as U.S. securities counsel to Intercap Equity Inc., the largest selling shareholder (~US$103.5M), in connection with Docebo's US$115M secondary public offering of common shares in the United States and Canada. 

Kirkland Lake Gold Ltd. Sells Shares and Warrants of Novo Resources Corp

Nauth LPC acted as U.S. securities counsel to Stifel GMP and Clarus Securities Inc., the agents, in connection with the resale of units, comprised of shares and warrants, of Novo Resources Corp. by Kirkland Lake Gold Ltd. (“Kirkland Lake”) for gross proceeds to Kirkland Lake of CDN$45.3M.

Wallbridge Mining Company Limited and Balmoral Resources Ltd. Announce Completion of Plan of Arrangement

Nauth LPC acted as U.S. securities counsel to Wallbridge Mining Company Limited in its acquisition of Balmoral Resources Ltd. at an estimated equity transaction value of CDN$110M.

Wallbridge Mining Company Limited Closes $63.8M Bought Deal Offering

Nauth LPC acted as U.S. securities counsel to Wallbridge Mining Company Limited in its CDN$63.8M bought deal offering of common shares which was led by a syndicate of underwriters comprised of BMO Nesbitt Burns Inc., as lead underwriter and sole bookrunner, Eight Capital, RBC Dominion Securities Inc. and Paradigm Capital Inc.

Yamana Gold Sells Shares and Warrants of Equinox Gold Corp

Nauth LPC acted as U.S. securities counsel to Stifel GMP and Cormark Securities Inc., the agents, in connection with the resale of units, comprised of shares and warrants, of Equinox Gold Corp. by Yamana Gold Inc. (“Yamana”) for gross proceeds to Yamana CDN$201M.

Hexo Corp. Acquires Newstrike Brands Ltd. in Plan of Arrangement

Nauth LPC acted as U.S. securities counsel to Newstrike Brands Ltd., which was acquired by Hexo Corp. at an estimated equity transaction value of CDN$263M.

Planet 13 Holdings Inc. Completes $28.8M Bought Deal Offering

Nauth LPC acted as U.S. securities counsel to Planet 13 Holdings Inc. in its CDN$28.8M bought deal offering of units which was co-led by Canaccord Genuity Corp. and Beacon Securities Limited

Discovery Metals Corp. Acquires Levon Resources Ltd. in Plan of Arrangement

Nauth LPC acted as U.S. securities counsel to Discovery Metals Corp. in its acquisition of Levon Resources Ltd.

Legal Excellence. Client Focused


Nauth LPC was launched by its Principal, Daniel D. Nauth, after over a decade of experience practicing U.S. and Canadian corporate and securities law at prestigious and consistently well ranked Chambers and Am Law international law firms on both Wall Street and Bay Street.

Learn More About Daniel Nauth