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Nauth LPC is a trusted legal advisor providing practical advice on U.S.-Canada cross-border capital markets, M&A and corporate transactions and regulatory compliance gained through over a decade of experience.

We have forged strong client relationships through a commitment to legal excellence and a client-focused approach to service built on accessibility, responsiveness, a keen attention to detail and straightforward, practical advice.

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Securities

Tax

Corporate

Selected Transactions

Docebo Inc. Closes US$115.0M Secondary Public Offering

Nauth LPC acted as U.S. securities counsel to Intercap Equity Inc., the largest selling shareholder (~US$103.5M), in connection with Docebo's US$115M secondary public offering of common shares in the United States and Canada.

Kirkland Lake Gold Ltd. Sells Shares and Warrants of Novo Resources Corp

Nauth LPC acted as U.S. securities counsel to Stifel GMP and Clarus Securities Inc., the agents, in connection with the resale of units, comprised of shares and warrants, of Novo Resources Corp. by Kirkland Lake Gold Ltd. (“Kirkland Lake”) for gross proceeds to Kirkland Lake of CDN$45.3M.

Wallbridge Mining Company Limited and Balmoral Resources Ltd. Announce Completion of Plan of Arrangement

Nauth LPC acted as U.S. securities counsel to Wallbridge Mining Company Limited in its acquisition of Balmoral Resources Ltd. at an estimated equity transaction value of CDN$110M.

Wallbridge Mining Company Limited Closes $63.8M Bought Deal Offering

Nauth LPC acted as U.S. securities counsel to Wallbridge Mining Company Limited in its CDN$63.8M bought deal offering of common shares which was led by a syndicate of underwriters comprised of BMO Nesbitt Burns Inc., as lead underwriter and sole bookrunner, Eight Capital, RBC Dominion Securities Inc. and Paradigm Capital Inc.

Yamana Gold Sells Shares and Warrants of Equinox Gold Corp

Nauth LPC acted as U.S. securities counsel to Stifel GMP and Cormark Securities Inc., the agents, in connection with the resale of units, comprised of shares and warrants, of Equinox Gold Corp. by Yamana Gold Inc. (“Yamana”) for gross proceeds to Yamana CDN$201M.

Hexo Corp. Acquires Newstrike Brands Ltd. in Plan of Arrangement

Nauth LPC acted as U.S. securities counsel to Newstrike Brands Ltd., which was acquired by Hexo Corp. at an estimated equity transaction value of CDN$263M.

Planet 13 Holdings Inc. Completes $28.8M Bought Deal Offering

Nauth LPC acted as U.S. securities counsel to Planet 13 Holdings Inc. in its CDN$28.8M bought deal offering of units which was co-led by Canaccord Genuity Corp. and Beacon Securities Limited

Discovery Metals Corp. Acquires Levon Resources Ltd. in Plan of Arrangement

Nauth LPC acted as U.S. securities counsel to Discovery Metals Corp. in its acquisition of Levon Resources Ltd.

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News & Knowledge

SEC Adopts Final Rules (Again) For Resource Extraction Issuers

SEC Adopts Final Rules (Again) Requiring Resource Extraction Issuers to Disclose Government Payments On December 16, 2020, the US Securities and Exchange…

Preparing COVID-19 Disclosure Under US Securities Law

The spread of and response to the COVID-19 pandemic presented companies with unprecedented challenges in 2020. With the distribution of vaccines underway,…

SEC Proposes Amendments to Rule 144 Holding Period Determination for Market-Adjustable Securities

On December 22, 2020, the US Securities and Exchange Commission (the ”SEC”) proposed certain amendments (the “Proposed Amendments”) to Rule 144, Forms…

Cannabis Industry Cautiously Optimistic Following US Election

With the US election decided (with the exception of two Senate races in Georgia, where a runoff election will be held on January 5th), businesses, investors…

SEC Amends Exempt Offering Framework

On November 2, 2020, the U.S. Securities and Exchange Commission (the ”SEC”) voted to amend the exempt offering framework (the “Amendments”) under the…

New SEC Rules Pose Challenges for Canadian Mining Registrants

On October 31, 2018, the US Securities and Exchange Commission (the “SEC”) adopted final rules (the “Rules”) updating disclosure requirements for registrants…

SEC Proposes “Finder” Exemption to U.S. Broker-Dealer Registration Requirements to Facilitate Small Business Capital Raising

On October 7, 2020, the U.S. Securities and Exchange Commission (the ”SEC”) proposed a new limited, conditional exemption (the “Proposed Exemption”) from…

SEC Approves Amendments to Definition of Accredited Investor

On August 26, 2020, the Securities and Exchange Commission (“SEC”) approved amendments to the U.S. Securities Act of 1933, as amended (the “Securities…

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Daniel Nauth

Technical Excellence.
Practical Results.

Nauth LPC was launched by its Principal, Daniel D. Nauth, after over a decade of experience practicing U.S. and Canadian corporate and securities law at prestigious and consistently well ranked Chambers and Am Law international law firms on both Wall Street and Bay Street.